About C911
Compliance 911 Solutions welcomes the opportunity to introduce you to our Firm. We are in a service, relationship, and people business, primarily. We keep that understanding in the forefront of our intentions while serving our clients. That is why we enjoy doing what we do!
Compliance 911 Solutions was established by Kelly Barker in 2003 to provide finance professionals with comprehensive securities industry compliance, registration and consultation support services.
We are a securities and investment advisory compliance consulting firm located in San Diego, California providing compliance and registration resources and services to broker-dealers and investment advisers of all sizes. We enjoy designing practical compliance solutions that meet the specific needs of our individual clients.
Our Commitment
We understand the challenges and opportunities in the current broker-dealer and investment advisor regulatory environment. Our team is committed to providing our customers with professional, experienced, accessible and knowledgeable information and services. When it comes to satisfying your current and on-going compliance needs and building the best compliance program for your firm, we have what it takes. Our clients are our greatest assets, and we are dedicated to satisfying your compliance needs.
Compliance 911 Solutions welcomes the opportunity to introduce you to our Firm. We are in a service, relationship, and people business, primarily. We keep that understanding in the forefront of our intentions while serving our clients. That is why we enjoy doing what we do!
Compliance 911 Solutions was established by Kelly Barker in 2003 to provide finance professionals with comprehensive securities industry compliance, registration and consultation support services.
We are a securities and investment advisory compliance consulting firm located in San Diego, California providing compliance and registration resources and services to broker-dealers and investment advisers of all sizes. We enjoy designing practical compliance solutions that meet the specific needs of our individual clients.
Our Commitment
We understand the challenges and opportunities in the current broker-dealer and investment advisor regulatory environment. Our team is committed to providing our customers with professional, experienced, accessible and knowledgeable information and services. When it comes to satisfying your current and on-going compliance needs and building the best compliance program for your firm, we have what it takes. Our clients are our greatest assets, and we are dedicated to satisfying your compliance needs.
